Brill Ed (1979) Use of Optimization Models in Public-Sector Planning, Management Science, 25.
Summary
This article discusses the multiple shortcomings of optimization models utilized in public-sector planning. The ones that the author mainly pinpoint is the economic optimization models. He explained that these “economic efficiency” models only find local optima and not the global, and that the optimal solution actually lies in the inferior region of the analysis.
Models also do not consider distribution of income nor equity. Furthermore, these models have issues with estimated benefit and cost, however these subjects can be very subjective and the values can be biased depending on the stakeholder. The author said that due to the various members involved with the outcome of the public-planning model, these models should be used as an aid and not the actual solution, meaning to use the model along with a simulation model. These models can first find a preliminary planning solution using optimization, and then the solution can be observed using simulation.
He explains parametric analysis as a way to express objectives as constraints or weights assigned to objectives in order to perform a multiobjective analysis. However, his issue with this analysis is that if there are numerous objective, a complete set of trade-off relationships can be unachievable.
The author, however, included that not all important elements of the model can be captured accurately and precisely so. He also said that truly optimal solutions are very much likely to lie in the inferior region, as opposed to the noninferior frontier.
Discussion
This article sums up the problems with all public sector models. Nothing has changed since the article was written in 1979, and I don’t think it will be changing in the future. Even though computer modeling techniques have becoming more advanced with time, the subjectivity of the models placed by individuals will never be able to be modeled. There will always be a principle of indifference amongst representative stakeholders in the modeling process; there will always be different weights on multiple objective functions, etc. Economy for the nation will always be the first priority on political decision makers’ agenda, so there will always be a bias in some way placed upon these public-sector models.
Pan TC, Kao JJ (2009) GA-QP Model to Optimize Sewer System Design, Journal of Environmental Engineering, 135(1) 17-24.
Summary
This article explains an optimization model created by Tze-Chin Pan and Jehng-Jung Kao in order to design a system of sanitary sewer. The constraints included in the model were: minimum velocity requirements for particle movement, maximum velocity requirements for scour, elevation requirements for upstream and downstream pipes, diameter constraints held by commercial producers, minimum depth below ground for safety reaons, and diamaeter constrains for downstream pipes to be larger than/equal to that of the upstream pipe.
The authors used a GA algorithm that used a sort of code that included model parameters, as opposed to parameters alone. This way, the model searches for multiple points as opposed to a single point. The GA algorithm can be combined with a linear program or quadratic program. The advantage of using a quadratic program over linear is that quadratic program will work better with a GA because of the nonlinearity of the GA function. The authors chose to use the GA algorithm along with quadratic programming modeling software.
Multiple design inputs were not included in the model due to limitations of the modeling software. The main inputs that were not included were construction, geologic, traffic, public preference, and land availability. The authors concluded that since these inputs weren’t included in the model, the solution that they obtained may not be the best or even feasible solution. Nevertheless, the model created by the authors designed the system by decreasing the constructions costs, and the solution was considered satisfactory by Pan and Kao.
Discussion
It was interesting to read an article that discussed an optimization model that can be used in the practical civil engineering world. However, the authors did explain the multiple inputs that weren’t introduced for the modeling formation. I believe this is why I haven’t noticed optimization modeling being used for sanitary sewer designs in practice. There are so many special inputs for each heterogeneous design system in which it would be very time-consuming to create a new model for each situation. On the other hand, it seems possible to produce a generic modelwhere there can be user-defined inputs special to the design consideration/charactieristics of the system. If I were to look further into the research of a sanitary sewer system, this is the modeling technique that I would try to follow.
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I would agree with Kate with regards to her comments on both articles. She is right about the optimization of public works projects/systems. There is so much subjectivity associated with a system that it is difficult to truly "optimize" to find a solution. There would definitely have to be tradeoff curves to see how much each objective would have to "give" in order to meet the "important" objective that the decision maker desires to meet.
ReplyDeleteIn the second article, I would also agree that a generic model could be created in order to optimize for a system. However, due to the alignment constraints that are often placed on a sanitary sewer or storm sewer line is it really worth trying to optimize for the system, when the optimal solution cannot be used. Also, there are standard manhole depths and a whole slew of other constraints. It might take longer to code up the algorithm than it would to create an Excel file that can calculate results based on the values inputted. How difficult would it be to code in the interactions between multiple lines?
Interesting. I agree, I don't see the problems with the modeling changing, so we will have to use creativity to make the models in the future.
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